| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2026-01-07 | - |
| RO | 證券交易 | 2026-01-07 | - | |
| CITIC Securities Futures (HK) Limited | RO | 期貨合約交易 | 2026-01-07 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-02-07 | 2026-01-07 |
| Rep | 證券交易 | 2025-02-07 | 2026-01-07 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-02-07 | 2026-01-07 |
| CMB International Securities Limited | RO | 證券交易 | 2022-01-18 | 2024-12-06 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-01-17 | 2024-12-06 |
| CMB International Securities Limited | Rep | 證券交易 | 2021-10-19 | 2022-01-18 |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2017-06-15 | 2021-09-17 |
| Rep | 證券交易 | 2010-05-19 | 2017-06-15 | |
| BOCOM International Securities Limited | Rep | 證券交易 | 2010-04-21 | 2010-05-01 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-02-12 | 2010-04-01 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2005-11-16 | 2010-04-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-06-08 | 2010-04-01 |
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2004-12-09 | 2005-06-08 |
已採集記錄中暫無金管局登記。