| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2012-01-17 | 2012-07-26 |
| Rep | 證券交易 | 2009-07-16 | 2012-07-26 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-04-09 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-04-09 | 2008-10-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-04-09 | 2008-10-21 |