| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2026-11-05 | - |
| Rep | 期貨合約交易 | 2026-11-05 | - | |
| Macquarie Asia Securities Limited | Rep | 就證券提供意見 | 2021-02-17 | 2026-07-20 |
| Rep | 證券交易 | 2020-09-30 | 2026-07-20 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2018-09-19 | 2026-07-20 |
| Rep | 證券交易 | 2015-08-04 | 2016-03-21 | |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 期貨合約交易 | 2013-09-19 | 2015-06-26 |
| Rep | 證券交易 | 2013-07-02 | 2015-06-26 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2011-12-06 | 2013-06-13 |
| Rep | 證券交易 | 2011-12-06 | 2013-06-13 | |
| Rep | 證券交易 | 2011-08-01 | 2011-11-01 |
已採集記錄中暫無金管局登記。