| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 就證券提供意見 | 2026-11-06 | - |
| RO | 證券交易 | 2026-11-06 | - | |
| Rep | 就證券提供意見 | 2025-08-01 | 2026-11-06 | |
| Rep | 證券交易 | 2025-08-01 | 2026-11-06 | |
| MOUETTE SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-05-04 | 2025-06-30 |
| Rep | 證券交易 | 2023-05-04 | 2025-06-30 | |
| RO | 就證券提供意見 | 2018-02-01 | 2023-05-04 | |
| RO | 證券交易 | 2018-02-01 | 2023-05-04 | |
| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | RO | 就證券提供意見 | 2017-03-22 | 2017-10-05 |
| RO | 證券交易 | 2017-03-22 | 2017-10-05 | |
| Nerico Brothers Limited (HK) | RO | 證券交易 | 2007-04-26 | 2016-11-17 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2005-11-03 | 2007-04-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-11-03 | 2007-04-01 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | RO | 期貨合約交易 | 2004-02-13 | 2004-12-23 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2004-02-13 |
| RO | 提供資產管理 | 2003-04-01 | 2004-02-13 | |
| RO | 就證券提供意見 | 2003-04-01 | 2004-12-23 | |
| RO | 證券交易 | 2003-04-01 | 2004-12-23 |
已採集記錄中暫無金管局登記。