| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CA Premium International (HK) Limited | Rep | 槓桿式外匯交易 | 2016-06-30 | 2019-03-15 |
| GMO-Z.com Forex HK Limited | Rep | 槓桿式外匯交易 | 2012-12-27 | 2014-02-26 |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2010-06-21 | 2012-08-08 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2009-04-15 | 2010-03-29 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-03-13 | 2010-05-24 |
| Rep | 證券交易 | 2007-08-30 | 2008-04-06 |