| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 提供資產管理 | 2015-10-08 | 2021-08-05 |
| Rep | 期貨合約交易 | 2010-11-03 | 2021-08-05 | |
| Rep | 證券交易 | 2010-11-03 | 2021-08-05 | |
| Rep | 槓桿式外匯交易 | 2008-08-29 | 2021-08-05 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2007-04-23 | 2008-08-13 |