Personnel Hong Kong SFC License Details (ID 80514)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2026-01-16	-
CES Commodities (HK) Limited	Rep	期貨合約交易	2025-01-21	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2025-01-21	-
Everbright Securities Digital Finance (HK) Limited	Rep	證券交易	2025-01-21	-
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2025-01-21	-
HANTEC FUTURES LIMITED	RO	期貨合約交易	2021-12-07	2024-12-16
HANTEC SECURITIES CO., LIMITED	RO	證券交易	2021-12-07	2024-12-16
	Rep	證券交易	2021-09-17	2021-12-07
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就證券提供意見	2021-06-22	2021-08-25
	Rep	證券交易	2021-05-31	2021-08-25
CES Commodities (HK) Limited	Rep	期貨合約交易	2020-08-20	2021-05-06
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2020-08-20	2021-05-06
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2020-08-20	2021-05-06
Everbright Securities Digital Finance (HK) Limited	Rep	證券交易	2020-08-20	2021-05-06
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2020-08-20	2021-05-06
Open Securities Limited	RO	期貨合約交易	2019-07-18	2020-08-03
	RO	證券交易	2019-07-18	2020-08-03
	Rep	就證券提供意見	2018-01-05	2020-08-03
	Rep	期貨合約交易	2016-03-01	2019-07-18
	Rep	證券交易	2016-03-01	2019-07-18
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2014-11-20	2016-01-13
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	期貨合約交易	2014-11-20	2016-01-13
	Rep	證券交易	2014-11-20	2016-01-13
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2014-05-26	2014-11-13
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2014-05-26	2014-11-13
Yuanta Securities (Hong Kong) Company Limited	Rep	期貨合約交易	2012-06-21	2014-05-09
	Rep	證券交易	2012-06-21	2014-05-09
	Rep	槓桿式外匯交易	2012-06-21	2014-05-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2012-05-15	2014-05-09
	Rep	證券交易	2012-05-15	2014-05-09
	Rep	槓桿式外匯交易	2012-05-15	2014-05-09
Nerico Brothers Limited (HK)	Rep	期貨合約交易	2010-07-14	2012-05-01
	Rep	證券交易	2010-07-14	2012-05-01
	Rep	槓桿式外匯交易	2010-07-14	2012-05-01