| Imagi Brokerage Limited | RO | 就期貨合約提供意見 | 2021-05-24 | - |
| RO | 就證券提供意見 | 2021-05-24 | - |
| RO | 提供資產管理 | 2021-05-24 | - |
| RO | 期貨合約交易 | 2021-05-24 | - |
| RO | 證券交易 | 2021-05-24 | - |
| Lindale Capital Limited | RO | 提供資產管理 | 2020-09-24 | 2021-04-23 |
| RO | 就證券提供意見 | 2020-09-10 | 2021-04-23 |
| RO | 證券交易 | 2020-09-10 | 2021-04-23 |
| Rep | 提供資產管理 | 2020-08-31 | 2020-09-24 |
| Rep | 就證券提供意見 | 2020-08-07 | 2020-09-10 |
| Rep | 證券交易 | 2020-08-07 | 2020-09-10 |
| Hang Tai Asset Management Limited | RO | 提供資產管理 | 2020-05-18 | 2020-05-29 |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | 期貨合約交易 | 2019-12-24 | 2020-05-29 |
| RO | 證券交易 | 2019-12-24 | 2020-05-29 |
| Hang Tai Asset Management Limited | Rep | 提供資產管理 | 2019-12-24 | 2020-05-18 |
| RO | 就期貨合約提供意見 | 2019-12-24 | 2020-05-29 |
| RO | 就證券提供意見 | 2019-12-24 | 2020-05-29 |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2019-12-10 | 2019-12-24 |
| VBG Capital Limited | RO | 證券交易 | 2019-11-14 | 2019-11-25 |
| Rep | 證券交易 | 2019-09-23 | 2019-11-14 |
| Wealth Link Securities Limited | RO | 就證券提供意見 | 2019-07-26 | 2019-08-19 |
| RO | 證券交易 | 2019-07-26 | 2019-08-19 |
| Yuan Tong Global Securities Limited | RO | 期貨合約交易 | 2019-06-11 | 2019-07-02 |
| Yuan Tong Global Asset Management Limited | Rep | 提供資產管理 | 2018-02-26 | 2019-07-02 |
| Yuan Tong Global Securities Limited | RO | 證券交易 | 2017-10-27 | 2019-07-02 |
| Nerico Brothers Limited (HK) | Rep | 期貨合約交易 | 2008-07-31 | 2017-04-22 |
| Rep | 證券交易 | 2008-07-31 | 2017-04-22 |
| ONE CHINA SECURITIES LIMITED | Rep | 期貨合約交易 | 2008-05-02 | 2008-07-11 |
| Rep | 證券交易 | 2006-02-10 | 2008-07-11 |