| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2020-05-18 | - |
| Holly International Financial Holdings Limited | RO | 證券交易 | 2017-01-10 | 2020-03-16 |
| RO | 期貨合約交易 | 2012-06-29 | 2020-03-16 | |
| Future Growth Financial Services Limited | RO | 期貨合約交易 | 2011-02-10 | 2012-04-15 |
| RO | 證券交易 | 2011-02-10 | 2012-04-15 | |
| Rep | 期貨合約交易 | 2010-12-06 | 2011-02-10 | |
| Rep | 證券交易 | 2010-12-06 | 2011-02-10 | |
| Ark Securities (Hong Kong) Limited | Rep | 提供資產管理 | 2009-10-09 | 2010-03-11 |
| RO | 就證券提供意見 | 2009-06-29 | 2010-11-22 | |
| RO | 證券交易 | 2009-06-29 | 2010-11-22 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2009-06-29 | 2010-11-22 |
| RO | 期貨合約交易 | 2009-06-29 | 2010-11-22 | |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-03-07 | 2009-06-29 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-03-07 | 2009-06-29 |
| CMC Markets Asia Limited | Rep | 槓桿式外匯交易 | 2006-02-20 | 2008-01-08 |
| ADMIS Hong Kong Limited | Rep | 證券交易 | 2005-06-21 | 2006-02-17 |
| REFCO FOREX LIMITED | Rep | 槓桿式外匯交易 | 2003-11-08 | 2006-02-10 |
| ADMIS Hong Kong Limited | Rep | 提供資產管理 | 2003-04-01 | 2004-09-25 |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2005-04-11 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2006-02-17 |
已採集記錄中暫無金管局登記。