Personnel Hong Kong SFC License Details (ID 80568)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
FULBRIGHT SECURITIES LIMITED	Rep	證券交易	2020-05-18	-
Holly International Financial Holdings Limited	RO	證券交易	2017-01-10	2020-03-16
	RO	期貨合約交易	2012-06-29	2020-03-16
Future Growth Financial Services Limited	RO	期貨合約交易	2011-02-10	2012-04-15
	RO	證券交易	2011-02-10	2012-04-15
	Rep	期貨合約交易	2010-12-06	2011-02-10
	Rep	證券交易	2010-12-06	2011-02-10
Ark Securities (Hong Kong) Limited	Rep	提供資產管理	2009-10-09	2010-03-11
	RO	就證券提供意見	2009-06-29	2010-11-22
	RO	證券交易	2009-06-29	2010-11-22
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	就期貨合約提供意見	2009-06-29	2010-11-22
	RO	期貨合約交易	2009-06-29	2010-11-22
Ark Securities (Hong Kong) Limited	Rep	證券交易	2008-03-07	2009-06-29
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2008-03-07	2009-06-29
CMC Markets Asia Limited	Rep	槓桿式外匯交易	2006-02-20	2008-01-08
ADMIS Hong Kong Limited	Rep	證券交易	2005-06-21	2006-02-17
REFCO FOREX LIMITED	Rep	槓桿式外匯交易	2003-11-08	2006-02-10
ADMIS Hong Kong Limited	Rep	提供資產管理	2003-04-01	2004-09-25
	Rep	就期貨合約提供意見	2003-04-01	2005-04-11
	Rep	期貨合約交易	2003-04-01	2006-02-17