| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Future Growth Financial Services Limited | Rep | 期貨合約交易 | 2011-01-31 | 2011-11-09 |
| Rep | 證券交易 | 2011-01-31 | 2011-11-09 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-11-28 | 2011-01-16 |
| Rep | 證券交易 | 2008-11-28 | 2011-01-16 | |
| Rep | 槓桿式外匯交易 | 2008-09-26 | 2011-01-16 | |
| MF Global Hong Kong Limited | Rep | 槓桿式外匯交易 | 2008-06-06 | 2008-09-06 |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2007-05-02 | 2008-01-04 |