| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2018-04-23 |
| Rep | 證券交易 | 2017-06-02 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-06-02 | 2018-04-23 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-04-22 | 2015-01-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-04-22 | 2015-01-01 |
| Future Growth Financial Services Limited | Rep | 期貨合約交易 | 2011-04-19 | 2013-04-07 |
| Rep | 證券交易 | 2011-04-19 | 2013-04-07 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-11-25 | 2011-03-11 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-09-08 | 2011-03-11 |