| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2022-02-11 |
| Rep | 證券交易 | 2017-04-10 | 2017-10-02 | |
| KuCoin HK Limited | Rep | 證券交易 | 2015-11-02 | 2017-04-07 |
| GOLDENWAY SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-10-06 |
| Rep | 就證券提供意見 | - | 2004-10-06 | |
| Rep | 提供資產管理 | - | 2004-10-06 | |
| Rep | 證券交易 | - | 2015-11-02 |