| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited | Rep | 證券交易 | 2023-11-29 | 2026-02-28 |
| Goldin Equities Limited | RO | 期貨合約交易 | 2008-12-17 | 2019-02-14 |
| RO | 證券交易 | 2008-10-28 | 2021-03-31 | |
| Rep | 證券交易 | 2008-10-14 | 2008-10-28 | |
| GETTA SECURITIES LIMITED | RO | 就證券提供意見 | 2007-06-26 | 2008-04-14 |
| RO | 證券交易 | 2005-06-29 | 2008-04-14 | |
| RO | 期貨合約交易 | 2005-02-28 | 2008-04-14 | |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | RO | 期貨合約交易 | 2003-09-03 | 2005-02-14 |