| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 就證券提供意見 | 2011-05-25 | 2011-12-08 |
| RO | 證券交易 | 2011-05-25 | 2011-12-08 | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2008-09-29 | 2011-12-08 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期貨合約交易 | 2008-09-29 | 2011-12-08 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2008-06-30 | 2008-09-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-06-30 | 2008-09-29 |