Chan, David Lik Shuen 陳力旋
證監會中央編號:AEM781
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOFAM Capital Limited | RO | 提供資產管理 | 2026-05-07 | - |
| Dymon Asia Capital (HK) Limited | RO | 證券交易 | 2025-03-27 | 2025-10-27 |
| RO | 提供資產管理 | 2012-07-13 | 2025-10-27 | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2007-11-13 | 2012-04-14 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期貨合約交易 | 2007-11-13 | 2012-04-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-14 | |
| Rep | 證券交易 | 2003-04-01 | 2007-11-13 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-10-14 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-14 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2007-11-13 |