Kavvathas, Dimitrios
證監會中央編號:ASN702
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Harmony Advisors Limited | RO | 就證券提供意見 | 2018-01-09 | - |
| RO | 期貨合約交易 | 2018-01-09 | - | |
| RO | 提供資產管理 | 2016-06-06 | - | |
| RO | 證券交易 | 2016-06-06 | - | |
| VTB Capital Hong Kong Limited | RO | 證券交易 | 2014-01-08 | 2014-06-03 |
| Rep | 證券交易 | 2013-11-08 | 2014-01-08 | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 就期貨合約提供意見 | 2011-05-20 | 2013-02-28 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 就期貨合約提供意見 | 2011-05-20 | 2013-02-28 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2009-05-14 | 2013-02-28 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期貨合約交易 | 2009-05-14 | 2013-02-28 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2009-03-09 | 2009-05-14 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-03-09 | 2009-05-14 |