| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | RO | 證券交易 | 2025-03-27 | - |
| RO | 提供資產管理 | 2014-02-13 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2011-05-20 | 2013-04-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期貨合約交易 | 2011-05-20 | 2013-04-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-09-21 | 2011-05-20 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-09-21 | 2011-05-20 |