| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 就機構融資提供意見 | 2011-07-29 | 2016-03-02 |
| RO | 證券交易 | 2011-07-29 | 2016-03-02 | |
| Rep | 就機構融資提供意見 | 2010-07-13 | 2011-07-29 | |
| Rep | 證券交易 | 2010-07-13 | 2011-07-29 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2009-12-21 | 2010-04-07 |
| Rep | 就機構融資提供意見 | 2008-10-10 | 2010-04-07 | |
| Rep | 就證券提供意見 | 2008-10-10 | 2010-04-07 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2007-04-30 | 2008-09-29 |
| Rep | 就機構融資提供意見 | 2007-04-25 | 2008-09-29 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2004-07-26 | 2007-02-28 |
| Rep | 證券交易 | 2004-07-26 | 2007-02-28 |