| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2016-09-15 | 2018-03-30 |
| Rep | 證券交易 | 2016-09-15 | 2018-03-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2014-07-30 | 2017-04-01 |
| Rep | 就機構融資提供意見 | 2010-10-28 | 2014-07-30 | |
| Rep | 證券交易 | 2010-10-28 | 2017-04-01 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-04-29 | 2010-09-24 |
| Rep | 證券交易 | 2010-04-29 | 2010-09-24 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2004-03-18 | 2008-11-07 |
| Rep | 證券交易 | 2004-03-18 | 2008-11-07 |