| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KEC Capital Company Limited | RO | 就證券提供意見 | 2024-12-10 | - |
| RO | 提供資產管理 | 2024-12-10 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2017-01-20 | 2017-05-30 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2017-05-30 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2012-05-16 | 2017-05-30 |
| Rep | 證券交易 | 2012-05-16 | 2017-05-30 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-05-16 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-04-16 | 2011-10-21 |