| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ROCKPOOL CAPITAL LIMITED | Rep | 就證券提供意見 | 2021-03-15 | 2022-05-13 |
| Rep | 提供資產管理 | 2021-03-15 | 2022-05-13 | |
| Rep | 證券交易 | 2021-03-15 | 2022-05-13 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-05-11 | 2013-05-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2009-08-06 | 2013-05-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-08-30 | 2009-07-17 |