| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | Rep | 就證券提供意見 | 2012-11-28 | 2013-05-16 |
| Rep | 提供資產管理 | 2012-11-28 | 2013-05-16 | |
| Rep | 證券交易 | 2012-11-28 | 2013-05-16 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-08-03 | 2013-05-16 |
| Rep | 提供資產管理 | 2012-08-03 | 2013-05-16 | |
| Rep | 證券交易 | 2012-08-03 | 2013-05-16 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供自動化交易服務 | 2009-10-28 | 2012-06-30 |
| Rep | 證券交易 | 2009-10-28 | 2012-06-30 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-10-28 | 2012-06-30 |