Guan, Shao Ping 關少平
證監會中央編號:AGB944
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | RO | 就證券提供意見 | 2023-08-16 | - |
| RO | 提供資產管理 | 2023-08-16 | - | |
| RO | 證券交易 | 2023-08-16 | - | |
| Rep | 就證券提供意見 | 2023-06-21 | 2023-08-16 | |
| Rep | 提供資產管理 | 2023-06-21 | 2023-08-16 | |
| Rep | 證券交易 | 2023-06-21 | 2023-08-16 | |
| Goldman Sachs Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2018-12-11 | 2023-04-22 |
| RO | 提供資產管理 | 2018-12-11 | 2023-04-22 | |
| RO | 證券交易 | 2018-12-11 | 2023-04-22 | |
| Rep | 就證券提供意見 | 2016-08-12 | 2018-12-11 | |
| Rep | 提供資產管理 | 2016-08-12 | 2018-12-11 | |
| Rep | 證券交易 | 2016-08-12 | 2018-12-11 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2008-01-16 | 2017-04-01 |
| Rep | 就證券提供意見 | 2007-12-03 | 2017-04-01 | |
| Rep | 提供資產管理 | 2007-12-03 | 2017-04-01 | |
| UBS Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2006-05-22 | 2007-10-24 |
| Rep | 提供資產管理 | 2006-05-22 | 2007-10-24 | |
| AMUNDI ASSET MANAGEMENT | Rep | 就證券提供意見 | 2004-07-01 | 2006-04-30 |
| Rep | 提供資產管理 | 2004-07-01 | 2006-04-30 | |
| Amundi Hong Kong Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-11 |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-04-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2006-04-30 | |
| Rep | 證券交易 | 2003-04-01 | 2006-04-30 | |
| CREDIT AGRICOLE ASSET MANAGEMENT | Rep | 就證券提供意見 | 2003-04-01 | 2004-07-02 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-02 |