| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 期貨合約交易 | 2016-10-11 | 2019-07-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2014-10-31 | 2019-07-14 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期貨合約交易 | 2014-10-31 | 2016-10-10 |
| Rep | 期貨合約交易 | 2008-09-03 | 2014-10-31 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2008-07-21 | 2014-10-31 |
| BEAR STEARNS ASIA LIMITED | Rep | 證券交易 | 2007-01-16 | 2008-05-30 |