| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2026-05-12 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2026-05-12 | - |
| Rep | 證券交易 | 2026-05-12 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2018-09-06 | 2025-07-04 |
| Rep | 證券交易 | 2018-06-05 | 2025-07-04 | |
| CSOP Asset Management Limited | RO | 證券交易 | 2017-10-30 | 2018-04-27 |
| Rep | 證券交易 | 2016-12-22 | 2017-10-30 | |
| Rep | 就證券提供意見 | 2016-12-22 | 2018-04-27 | |
| Rep | 提供資產管理 | 2016-12-22 | 2018-04-27 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2009-08-14 | 2016-07-13 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-08-14 | 2016-07-13 |
已採集記錄中暫無金管局登記。