| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-09-28 | 2012-04-02 |
| Rep | 就證券提供意見 | 2007-07-26 | 2012-04-02 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2006-08-04 | 2007-06-08 |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2004-09-01 | 2006-07-29 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 提供自動化交易服務 | - | 2004-02-11 | |
| Rep | 就證券提供意見 | - | 2004-08-11 | |
| Rep | 證券交易 | - | 2004-08-11 |