| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-04-24 | 2012-09-19 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2011-06-08 | 2012-09-19 |
| Rep | 證券交易 | 2010-11-23 | 2012-09-19 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-05-19 | 2010-11-02 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-08-07 | 2010-11-02 |