| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tower Capital Asia (HK) Limited | RO | 證券交易 | 2025-12-03 | - |
| Lake Bleu Capital (Hong Kong) Limited | Rep | 提供資產管理 | 2019-07-26 | 2019-10-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-05-07 | 2015-07-18 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2011-08-12 | 2015-07-18 |
| Rep | 證券交易 | 2011-08-12 | 2015-07-18 |