| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited | Rep | 就證券提供意見 | 2026-01-15 | 2026-07-15 |
| Rep | 提供資產管理 | 2026-01-15 | 2026-07-15 | |
| RO | 證券交易 | 2026-01-15 | 2026-07-15 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2018-05-09 | 2019-04-08 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2018-02-08 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-06-11 | 2018-02-08 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-06-11 | 2016-10-10 |