| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2018-07-25 | 2021-02-10 |
| Rep | 證券交易 | 2018-07-25 | 2021-02-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-04-23 | 2016-03-17 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-04-23 | 2016-03-17 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2005-09-28 | 2007-03-14 |
| Rep | 證券交易 | 2005-09-28 | 2007-03-14 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2005-09-28 | 2007-03-14 |
| Rep | 期貨合約交易 | 2005-09-28 | 2007-03-14 |