| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-11-18 | 2016-12-20 |
| Rep | 證券交易 | 2013-11-18 | 2016-12-20 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2012-12-10 | 2013-11-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-06-29 | 2012-06-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-06-29 | 2012-06-29 |