Maloy, Arthur Chong Wah 馬忠樺
證監會中央編號:ARJ093
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ascent Capital Advisors Limited | RO | 就機構融資提供意見 | 2013-11-08 | 2022-03-07 |
| RO | 就證券提供意見 | 2013-11-08 | 2022-03-07 | |
| RO | 證券交易 | 2013-11-08 | 2022-03-07 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-10-18 | 2013-06-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2009-12-30 | 2010-09-11 |
| Rep | 就機構融資提供意見 | 2008-10-10 | 2010-09-11 | |
| Rep | 就證券提供意見 | 2008-10-10 | 2010-09-11 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-07-31 | 2008-09-29 |
| Rep | 就證券提供意見 | 2008-07-31 | 2008-09-29 |