| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-11-01 | 2018-07-06 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2012-04-27 | 2012-07-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2006-05-09 | 2012-07-01 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2003-09-30 | 2006-04-08 |
| Rep | 證券交易 | 2003-09-30 | 2006-04-08 |