| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2025-05-30 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2025-05-30 | - |
| Rep | 期貨合約交易 | 2025-05-30 | - | |
| Rep | 證券交易 | 2025-05-30 | - | |
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2022-11-15 | 2025-02-17 |
| Rep | 就證券提供意見 | 2022-11-15 | 2025-02-17 | |
| Rep | 證券交易 | 2022-10-19 | 2025-02-17 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2022-10-19 | 2025-02-17 |
| Rep | 期貨合約交易 | 2022-10-19 | 2025-02-17 | |
| Rep | 證券交易 | 2022-10-19 | 2025-02-17 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-07-19 | 2022-08-01 |
| Rep | 證券交易 | 2019-07-19 | 2022-08-01 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2019-07-19 | 2022-08-01 |
| Rep | 證券交易 | 2019-07-19 | 2022-08-01 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2016-10-11 | 2019-04-05 |
| Rep | 期貨合約交易 | 2016-10-11 | 2019-04-05 | |
| Rep | 證券交易 | 2016-10-11 | 2019-04-05 | |
| Rep | 提供自動化交易服務 | 2013-08-01 | 2016-10-10 | |
| Rep | 證券交易 | 2013-08-01 | 2016-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供自動化交易服務 | 2009-02-20 | 2014-10-10 |
| Rep | 證券交易 | 2008-04-23 | 2019-04-05 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-04-23 | 2016-10-10 |
已採集記錄中暫無金管局登記。