| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-03-08 | 2016-05-14 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-11-30 | 2010-01-13 |
| Rep | 就機構融資提供意見 | 2008-10-10 | 2010-01-13 | |
| Rep | 證券交易 | 2008-10-10 | 2010-01-13 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-04-25 | 2008-09-29 |
| Rep | 證券交易 | 2007-04-25 | 2008-09-29 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2007-04-25 | 2008-09-29 |