| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOFAM Capital Limited | RO | 提供資產管理 | 2026-05-07 | - |
| Excelerate Fund Management Limited | RO | 提供資產管理 | 2024-11-08 | 2025-08-22 |
| Rep | 提供資產管理 | 2019-10-28 | 2024-11-08 | |
| Rep | 提供資產管理 | 2019-01-14 | 2019-07-14 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-10-30 | 2014-09-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-10-30 | 2014-09-15 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2008-03-03 | 2013-06-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-03-03 | 2013-06-29 |