| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2018-10-10 | 2021-07-23 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-07-29 | - |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-07-29 | 2016-10-10 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-05-16 | 2010-04-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-08-20 | 2010-04-14 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-08-20 | 2010-04-14 |
已採集記錄中暫無金管局登記。