| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 提供自動化交易服務 | 2023-08-15 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2020-10-14 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 證券交易 | 2020-10-14 | - |
| Rep | 期貨合約交易 | 2016-10-11 | - | |
| Rep | 證券交易 | 2016-10-11 | 2020-10-14 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2011-08-16 | 2020-10-14 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2011-08-16 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-08-16 | 2016-10-10 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2009-05-25 | 2011-05-06 |
| Rep | 證券交易 | 2009-05-25 | 2011-05-06 |
已採集記錄中暫無金管局登記。