| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2024-07-30 | - |
| RO | 提供資產管理 | 2024-07-30 | - | |
| RO | 證券交易 | 2024-07-30 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2024-07-30 | - |
| RO | 提供資產管理 | 2024-07-30 | - | |
| RO | 證券交易 | 2024-07-30 | - | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2024-05-07 | 2024-07-30 |
| Rep | 證券交易 | 2024-05-07 | 2024-07-30 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-05-07 | 2024-07-30 |
| Rep | 證券交易 | 2024-05-07 | 2024-07-30 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2024-04-09 | 2024-07-30 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2024-04-09 | 2024-07-30 |
| Green Transition Partners Limited | RO | 提供資產管理 | 2022-07-27 | 2023-12-27 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2007-04-02 | 2010-12-01 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2007-04-02 | 2010-12-01 |
| Rep | 期貨合約交易 | 2006-08-01 | 2010-12-01 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2004-07-29 | 2019-03-15 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2003-09-05 | 2004-07-05 |
已採集記錄中暫無金管局登記。