| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 就期貨合約提供意見 | 2023-06-13 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 就期貨合約提供意見 | 2023-06-13 | - |
| RO | 就證券提供意見 | 2023-02-01 | - | |
| RO | 證券交易 | 2023-02-01 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2019-08-21 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 期貨合約交易 | 2019-08-21 | - |
| Rep | 期貨合約交易 | 2016-10-11 | 2019-08-21 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-04-08 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-03-10 | 2019-08-21 |