| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2022-02-22 | 2024-09-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2022-02-22 | 2024-09-03 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2021-09-07 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2009-10-29 | 2021-09-07 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-10-29 | 2016-10-10 |