| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tora Trading Services Limited (HK) | Rep | 提供自動化交易服務 | 2014-08-04 | 2016-02-01 |
| Rep | 期貨合約交易 | 2014-08-04 | 2016-02-01 | |
| Rep | 證券交易 | 2014-08-04 | 2016-02-01 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2011-07-19 | 2011-10-19 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-07-19 | 2011-10-19 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2008-04-10 | 2008-07-10 |