| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2012-04-27 | 2014-04-18 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供自動化交易服務 | 2009-03-24 | 2014-04-18 |
| Rep | 證券交易 | 2008-08-25 | 2014-04-18 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-08-25 | 2014-04-18 |