| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2012-06-13 | 2020-08-24 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2012-06-13 | 2020-08-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-08-11 | 2012-03-24 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-08-11 | 2012-03-24 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2008-02-13 | 2008-09-29 |
| Rep | 證券交易 | 2008-02-13 | 2008-09-29 |