| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL VISION CAPITAL LIMITED | RO | 就證券提供意見 | 2016-12-12 | 2017-12-12 |
| RO | 提供資產管理 | 2016-12-12 | 2017-12-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2012-01-05 | 2013-06-29 |
| Rep | 證券交易 | 2012-01-05 | 2013-06-29 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2012-01-05 | 2013-06-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2011-06-02 | 2011-10-15 |
| Rep | 證券交易 | 2005-04-04 | 2011-10-15 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2005-04-04 | 2011-10-15 |