| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSPRO (HONG KONG) LIMITED | Rep | 證券交易 | 2024-07-22 | 2024-10-31 |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 證券交易 | 2024-01-04 | 2024-06-30 |
| Jefferies Hong Kong Limited | RO | 證券交易 | 2013-10-02 | 2014-06-11 |
| Rep | 證券交易 | 2013-07-29 | 2013-10-02 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2011-03-22 | 2013-04-30 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-03-22 | 2013-04-30 |
| RBC Capital Markets (Hong Kong) Limited | RO | 就證券提供意見 | 2010-09-09 | 2011-03-11 |
| RO | 證券交易 | 2010-09-09 | 2011-03-11 |