| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2013-01-29 | 2015-07-06 |
| Rep | 證券交易 | 2013-01-29 | 2015-07-06 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-07-08 | 2012-10-20 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2009-12-30 | 2010-05-18 |
| Rep | 就證券提供意見 | 2009-12-30 | 2010-05-18 | |
| Rep | 證券交易 | 2008-10-09 | 2010-05-18 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2006-02-09 | 2008-09-29 |