| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | 就證券提供意見 | 2024-03-18 | 2025-09-30 |
| Rep | 證券交易 | 2024-03-18 | 2025-09-30 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2023-08-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-12-11 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-06-04 | 2023-08-11 |