| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2022-05-10 | 2024-05-31 |
| Rep | 證券交易 | 2022-05-10 | 2024-05-31 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2020-11-19 | 2022-04-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2020-07-03 | 2022-04-01 |
| Rep | 就機構融資提供意見 | - | 2004-10-12 | |
| Rep | 就證券提供意見 | - | 2004-10-12 | |
| Rep | 提供資產管理 | - | 2004-10-12 | |
| Rep | 證券交易 | - | 2020-07-03 |