| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | Rep | 提供資產管理 | 2020-03-23 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 期貨合約交易 | 2017-12-05 | 2018-05-05 |
| Rep | 期貨合約交易 | 2016-10-11 | 2017-12-05 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-04-11 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2004-08-14 | 2018-05-05 |